Before you renew your registration with your current broker-dealer and begin paying all the fees associated with it — registration fees, regulatory assessments, platform fees, E&O premiums, etc., take a moment to consider your situation.
Has the pandemic pushed your broker-dealer to poor service levels by sending their home office staff to work from home? Longer hold times when you call? Delayed approvals
In his article, “The Dark Side of Broker-Dealer Scale: Pain for Advisors” on ThinkAdvisor, recruiter Jon Henschen highlights the fact that big BDs may tout their “services,” even though their service is rarely up to par.
Prospective advisors tell us the same thing in our conversations with them each day.
Henschen makes several points that remind us we are doing things the right way at SCF Securities. Here are a few examples.
May we never forget those precious lives we lost on September 11. And may we always remember our country’s astounding resilience and bravery. #UnitedWeStand #GodBlessAmerica #September11 #NeverForget
We’re excited to welcome Ash Creek Financial Advisors to the SCF family!
What sets top-performing RIAs and fee-based advisors apart from the competition? Check out these 4 things successful financial advisors do differently, from ThinkAdvisor.