SCF Securities, an independent boutique broker-dealer headquartered in California, published today the speaker lineup for its 2012 National Sales Conference, held at the Arizona Grand Resort in Phoenix, Arizona, June 4-6, 2012.
Compliance Officer to Sit on FINRA Panel
FINRA invites SCF Chief Compliance Officer to serve on discussion panel
SCF Securities, an independent boutique broker-dealer headquartered in California, announced today that Rick Almaguer, SCF’s chief compliance officer, has been invited to serve on a panel alongside FINRA and SEC officials on May 8, 2012.
The panel will hold its presentation at FINRA’s district office in San Francisco, California. The discussion will probe items related to branch supervision and inspections.
SCF Unveils New Diamond Logo
New Logo and Rebranding Campaign Reinforces Firm’s Message
SCF Securities, an independent boutique broker-dealer headquartered in California, unveiled today a new logo and the firm’s first branding campaign in nearly ten years, focused on advisors and the firm’s promise to deliver the Diamond Standard level of service in all areas of the company.
Financial Advisors to Convene at Arizona Grand Resort
SCF Announces Venue for 2012 National Sales Conference
SCF Securities, an independent boutique broker-dealer headquartered in California, announced today the venue for its 2012 National Sales Conference. The firm will host its annual conference in the stunning Sonoran desert setting of the Arizona Grand Resort in Phoenix, Arizona, June 4-6, 2012.
