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Wall Street's Charging Bull

Former Merrill Lynch Advisor Chooses Independent Broker-Dealer/RIA

Advisor seeks fee-based flexibility, breaks away from wirehouse environment

SCF Securities announced Tuesday its addition of P. Sier, a financial advisor formerly affiliated with Merrill Lynch Wealth Management.

Sier selected SCF as his broker-dealer and RIA because of the firm’s robust advisory platform, which offers extreme flexibility to fee-based and hybrid advisors. Its custodian-neutral environment gives advisors the freedom to work with any of the four major custodians


Hawaii advisors say custodian-neutral environment, technology critical to IBD move

Three advisor group joins boutique broker-dealer/RIA

SCF Securities announced Thursday that three Kauai-based advisors have transitioned to independent broker-dealer SCF Securities and its custodian-neutral corporate RIA, SCF Investment Advisors.

The three man team has offices in Lihue, on the island of Kauai, and Honolulu, on the island of Oahu. They collectively manage approximately $60 million in assets.

New Advisors Drawn to Custodian-Neutral Environment, Technology

Former Williams Financial Group advisors transition to boutique broker-dealer/RIA

SCF Securities announced Thursday that former Williams Financial Group advisors Mark Groesbeck and Robert Barrett have moved to SCF Securities. The Houston-based team manages approximately $51 million in assets.

Groesbeck & Barrett were drawn to the custodian-neutral environment of SCF’s corporate RIA