The SCF home office staff partnered Saturday with Habitat for Humanity for a construction project in west Fresno. During this service project, SCF employees installed cement siding on one of three three single family homes being built in this Habitat project.
New VP to Enhance Advisor Experience in Trading & Operations
I am pleased to announce that Tamra Enriquez will be joining the SCF team as Vice President, Trading & Operations.
Tamra comes to SCF from Sacramento, California, where she managed BAR Financial, a Super-OSJ with Cetera Advisor Networks.
SCF Appoints New Marketing Chief
I am pleased to announce the promotion of Grant Cox to the position of Executive Vice President and Chief Marketing Officer.
In 2011, we launched a major growth initiative, during which the number of employees in our home office has more than doubled, and our year-over-year growth rate as a firm has consistently exceeded 30%. Grant joined our firm at the beginning of that initiative five years ago, and has played a key role on the team I have tasked with driving that growth.
Compliance Officer to Sit on FINRA Panel
FINRA invites SCF Chief Compliance Officer to serve on discussion panel
SCF Securities, an independent boutique broker-dealer headquartered in California, announced today that Rick Almaguer, SCF’s chief compliance officer, has been invited to serve on a panel alongside FINRA and SEC officials on May 8, 2012.
The panel will hold its presentation at FINRA’s district office in San Francisco, California. The discussion will probe items related to branch supervision and inspections.
