SCF Newsroom

Advisors: Before You Renew Your Broker-Dealer Registration

5 Questions to Ask Before You Renew Your Broker-Dealer Registration

Before you renew your registration with your current broker-dealer and begin paying all the fees associated with it — registration fees, regulatory assessments, platform fees, E&O premiums, etc., take a moment to consider your situation.

COVID Impact on Broker-Dealer Service

Has COVID Infected Your Broker-Dealer’s Service Experience?

Has the pandemic pushed your broker-dealer to poor service levels by sending their home office staff to work from home? Longer hold times when you call? Delayed approvals

Keynote Speakers for 2020 SCF Conference

We are excited to introduce these two exceptional speakers who will deliver keynote presentations at the 2020 SCF Conference in Santa Barbara next month.

Ash Creek Financial Advisors Hat

SCF Welcomes Ash Creek Financial Advisors

SCF announced today the addition of Ash Creek Financial Advisors to its Registered Investment Advisor, SCF Investment Advisors, Inc.

The five-advisor team is based in Arizona and New Mexico and has more than 62 years of combined experience working in the financial services industry.

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