SCF Newsroom

2012 Diamond Advisor Award Recipients Named

Top producing financial advisors receive award

SCF Securities, an independent boutique broker-dealer headquartered in California, recognized its top-producing advisors today by naming them recipients of the firm’s Diamond Advisor Award. SCF President and CEO Randy L. Meadows presented the awards during a banquet dinner at the firm’s 2012 national sales conference at the Arizona Grand Resort.


Major League Ballpark Set as Venue for Conference Open

Welcome Reception for Financial Advisors to be hosted at Chase Field

SCF Securities, an independent boutique broker-dealer headquartered in California, announced today the venue for the 2012 National Sales Conference welcome reception. The three-day event will kick off inside an executive luxury suite at Chase Field on June 4, 2012.

SCF’s top-tier registered representatives and financial advisors will join conference sponsors and the firm’s executive leadership during a ballgame between two of Major League Baseball’s two biggest rivals — the Arizona Diamondbacks and the Colorado Rockies. Game time is scheduled to begin at 6:40 p.m.


Speaker Lineup for 2012 SCF Conference Released

SCF Securities, an independent boutique broker-dealer headquartered in California, published today the speaker lineup for its 2012 National Sales Conference, held at the Arizona Grand Resort in Phoenix, Arizona, June 4-6, 2012.


Compliance Officer to Sit on FINRA Panel

FINRA invites SCF Chief Compliance Officer to serve on discussion panel

SCF Securities, an independent boutique broker-dealer headquartered in California, announced today that Rick Almaguer, SCF’s chief compliance officer, has been invited to serve on a panel alongside FINRA and SEC officials on May 8, 2012.

The panel will hold its presentation at FINRA’s district office in San Francisco, California. The discussion will probe items related to branch supervision and inspections.


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