SCF Newsroom

Major League Ballpark Set as Venue for Conference Open

Welcome Reception for Financial Advisors to be hosted at Chase Field

SCF Securities, an independent boutique broker-dealer headquartered in California, announced today the venue for the 2012 National Sales Conference welcome reception. The three-day event will kick off inside an executive luxury suite at Chase Field on June 4, 2012.

SCF’s top-tier registered representatives and financial advisors will join conference sponsors and the firm’s executive leadership during a ballgame between two of Major League Baseball’s two biggest rivals — the Arizona Diamondbacks and the Colorado Rockies. Game time is scheduled to begin at 6:40 p.m.


Speaker Lineup for 2012 SCF Conference Released

SCF Securities, an independent boutique broker-dealer headquartered in California, published today the speaker lineup for its 2012 National Sales Conference, held at the Arizona Grand Resort in Phoenix, Arizona, June 4-6, 2012.


Compliance Officer to Sit on FINRA Panel

FINRA invites SCF Chief Compliance Officer to serve on discussion panel

SCF Securities, an independent boutique broker-dealer headquartered in California, announced today that Rick Almaguer, SCF’s chief compliance officer, has been invited to serve on a panel alongside FINRA and SEC officials on May 8, 2012.

The panel will hold its presentation at FINRA’s district office in San Francisco, California. The discussion will probe items related to branch supervision and inspections.


SCF Unveils New Diamond Logo

New Logo and Rebranding Campaign Reinforces Firm’s Message

SCF Securities, an independent boutique broker-dealer headquartered in California, unveiled today a new logo and the firm’s first branding campaign in nearly ten years, focused on advisors and the firm’s promise to deliver the Diamond Standard level of service in all areas of the company.


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