Zero Regulatory Disclosures
Can your broker/dealer say that?
Two decades in the industry and we still don’t have a single disclosure on our firm’s record to date.1 That track record of strength, stability, and continued success are no accident. They are a result of our passionate commitment to our core values. Our long-term success is a result of consistently doing the right thing — even when no one is looking.
We stand firmly behind our values in every decision — no matter how small — and are only interested in being front page news for the right reasons.
Most of our executive management team started out as advisors themselves, so our policies and procedures are designed from a different chair — yours. You’ll find that the attitude of our compliance department is unlike that of any broker/dealer or RIA you’ve ever known. In fact, you might even enjoy conversations with our compliance team.
Brian, one our advisors in Texas, said it best in a recent email. “SCF compliance is mature, reasonable, and experienced.” It is that same unique culture that allows us to offer a service-driven boutique experience in every area of our firm while providing resources and products that rival the largest firms in our industry.
1As of January 23, 2017.