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Broker-Dealer Launches Webinar Program for Financial Advisors

February 12, 2014by Grant Cox in News tagged Business, Education, Practice Management, Tools, Webinar

Monthly sessions to provide education, value for financial practices

SCF Securities announced Wednesday the SCF Webinar Series, hosted exclusively for advisors registered with the firm’s independent broker-dealer and RIA. These firm’s strategic vision for the webinar program is three-fold: optimize financial practices by training advisors to more efficiently use the firm’s platforms, provide practical practice management tools and resources by partnering with leading third-party experts, and serve as live forum in which SCF advisors can exchange knowledge and best practices.

Former Merrill Lynch Advisor Chooses Independent Broker-Dealer/RIA

January 8, 2014by Grant Cox in News tagged Advisory, Charity, Custodian-Neutral, Fee-based, Fidelity, Merrill Lynch, Morgan Stanley, Recruiting, Rhode Island, Technology, Transition, UBS Financial Services

Advisor seeks fee-based flexibility, breaks away from wirehouse environment

SCF Securities announced Tuesday its addition of P. Sier, a financial advisor formerly affiliated with Merrill Lynch Wealth Management.

Sier selected SCF as his broker-dealer and RIA because of the firm’s robust advisory platform, which offers extreme flexibility to fee-based and hybrid advisors. Its custodian-neutral environment gives advisors the freedom to work with any of the four major custodians

SCF Releases Mobile App for Advisory Technology

December 9, 2013by Grant Cox in News tagged Advisory, App, Fee-based, Mobile, Performance Reporting, Technology

App enhances mobile experience for advisors and clients

SCF Securities announced Monday the release of its advisor- and client-facing mobile apps. The app features access to core data, streamlined navigation, and enhanced functionality for financial advisors and their clients.

SCF Cares: Helping Typhoon Victims in the Philippines

Boutique Broker-Dealer/RIA Introduces National Emergency Relief Campaign

November 13, 2013by Grant Cox in News tagged Charity, Philippines, Red Cross, SCF Cares, Typhoon

Fresno-based broker-dealer & RIA raises funds for Philippines typhoon victims

SCF Securities launched Wednesday a national campaign to raise funds for the victims of the Philippines typhoon, which killed more than 1800 and injured almost 3000.

The initial plan was to raise funds through a soup lunch fundraiser at the company’s headquarters. As interest grew outside the home office staff, however, the company decided to expand its fundraising efforts

Hawaii advisors say custodian-neutral environment, technology critical to IBD move

November 4, 2013by Grant Cox in News tagged Advisory, Compliance, Custodian-Neutral, Fee-based, Hawaii, Technology, Transition

Three advisor group joins boutique broker-dealer/RIA

SCF Securities announced Thursday that three Kauai-based advisors have transitioned to independent broker-dealer SCF Securities and its custodian-neutral corporate RIA, SCF Investment Advisors.

The three man team has offices in Lihue, on the island of Kauai, and Honolulu, on the island of Oahu. They collectively manage approximately $60 million in assets.

Annual Conference Returns to Coronado Island

September 25, 2013by Grant Cox in News tagged Conference, San Diego

SCF Announces Venue for 2014 National Sales Conference

SCF Securities, an independent boutique broker-dealer headquartered in California, announced today the venue for its 2014 National Sales Conference. The firm will return to Coronado Island for the second year in a row, hosting its event at the waterfront Loews Coronado Bay, April 28-30, 2014.

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