The U.S. Securities and Exchange Commission (SEC) adopted new rules in an effort to improve public disclosure of order execution and routing practices. As a result, broker/dealers must, on a quarterly basis, disclose the identity of the market centers to which they route a significant percentage of their orders and the nature of their relationships with such market centers. Finally, brokers must respond to the requests of customers interested in learning where their individual orders were routed for execution during the previous six months.
Access SCF best execution links for SEC Rule 606 Quarterly Reports.
NFS:
SCF Securities, Inc.
606 Reporting Q1 2017 (PDF)
606 Reporting Q2 2017 (PDF)
606 Reporting Q3 2017 (PDF)
606 Reporting Q4 2017 (PDF)
606 Reporting Q1 2018 (PDF)
606 Reporting Q2 2018 (PDF)
606 Reporting Q3 2018 (PDF)
606 Reporting Q4 2018 (PDF)
606 Reporting Q1 2019 (PDF)
606 Reporting Q2 2019 (PDF)
606 Reporting Q3 2019 (PDF)
606 Reporting Q4 2019 (PDF)
606 Reporting Q1 2020 (PDF)
606 Reporting Q1 2020 (XML)
606 Reporting Q2 2020 (PDF)
606 Reporting Q2 2020 (XML)
606 Reporting Q3 2020 (PDF)
606 Reporting Q3 2020 (XML)
606 Reporting Q4 2020 (PDF)
606 Reporting Q4 2020 (XML)
606 Reporting Q1 2021 (PDF)
606 Reporting Q1 2021 (XML)
606 Reporting Q2 2021 (PDF)
606 Reporting Q2 2021 (XML)
606 Reporting Q3 2021 (PDF)
606 Reporting Q3 2021 (XML)
606 Reporting Q4 2021 (PDF)
606 Reporting Q4 2021 (XML)
606 Reporting Q1 2022 (PDF)
606 Reporting Q1 2022 (XML)
606 Reporting Q2 2022 (PDF)
606 Reporting Q2 2022 (XML)
606 Reporting Q3 2022 (PDF)
606 Reporting Q3 2022 (XML)
606 Reporting Q4 2022 (PDF)
606 Reporting Q4 2022 (XML)
606 Reporting Q1 2023 (PDF)
606 Reporting Q1 2023 (XML)
606 Reporting Q2 2023 (PDF)
606 Reporting Q2 2023 (XML)
606 Reporting Q3 2023 (PDF)
606 Reporting Q3 2023 (XML)
606 Reporting Q4 2023 (PDF)
606 Reporting Q4 2023 (XML)
